Regulatory & Compliance / Banking – Investment Services – Insurance

Our Regulatory & Compliance / Banking – Investment Services – Insurance team provides advice and representation on the full array of licensing and compliance issues.

Our team assists French and international financial institutions and insurance companies in their regulatory compliance efforts in connection with their domestic or cross-border operations, from impact assessment to operational rollout.

We provide clients with tailored compliance solutions that factor in their individual corporate culture, needs and business objectives and optimize their business model in an over-regulated environment.

Our team is recognized for its innovative compliance expertise, especially in regulatory risk mapping and, later on, in implementing compliance policies (anti-money laundering and terrorist financing, consumer credit, KYC and consumer protection, etc.).

Commercial operations assistance

Feasibility studies, product launches, marketing materials compliance, consumer protection management, KYC processes, JV and outsourcing agreements.

Handling regulatory inspections and examinations, including developing and implementing cross-functional remediation plans

Handling regulatory inspections and examinations, including developing and implementing cross-functional remediation plans

Pre-litigation, enforcement and litigation representation

Full array of issues relating to banking or financial licenses and European passports, especially in the context of Brexit (license issuance, business transfers, etc.), as well as governance issues (compliance and internal control policies, comitology, etc.)